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Altruistic
Love in Psychoanalysis
Opportunities and Resistance
Michael J. Bader, D.M.H.
Psychoanalytic
Dialogues, 6(6):741-764, 1996.
Many patients
manifest a desire to help the analyst. This is usually understood
as being derivative of defensive aims or in the service of
other primary motivations. This paper argues for the developmental
and clinical importance of primary altruistic aims, which are
often warded off by the patient because of his or her fears
of exploitation or rejection.
Several
pathogenic beliefs and varieties of psychopathology result from
the failure of the patient's caretakers to allow the child to
contribute to their welfare, to "take" the child's "help." Similarly,
some patients require tangible evidence that they are having
a positive impact on their analyst. Ordinary "good-enough" technique
often reinforces the patient's view that he or she has nothing
to offer. A full appreciation by the analyst of the importance
to patients of having their altruistic gestures and concerns
recognized and accepted can open up possibilities for analytic
progress and therapeutic growth. Various sources of resistance
to and misunderstanding of these dynamics are explored, ranging
from ethical concerns to certain traits that cluster in the personalities
of analysts.
All
patients manifest an altruistic need and wish to
help the analyst in some way. Whereas for some patients,
this desire operates silently and in the background
of the analysis, for others, it is prominent. By
altruistic I mean that quality of a person's desire
that has, as its primary and irreducible aim, the
concern for and improvement of the welfare of the
other. Thus, although altruistic concerns and behavior
might sometimes appear clinically as compromise formations,
or, at least, as defensive, there are many other
occasions in which these desires operate as primary
motivations and are themselves subjected to defense,
disguise, disavowal, and distortion. I have found
that it is often important in these cases for the
analyst to be aware of the vicissitudes of the primary
and progressive meanings of these altruistic wishes,
to be prepared to interpret them to the patient,
and even to allow himself or herself the freedom
to authentically gratify the patient's wish as part
of a necessary and mutative experience. By "authentically
gratify" I mean that there are moments when
the analyst-guided, in part, by an overall understanding
of the patientshould allow himself or herself to
feel and express a genuine acceptance of and pleasure
in being helped, bolstered, and enhanced by the patient.
In
my experience, analysts tend to overlook the mutative
potential of a full appreciation of the patient's
altruistic wishes and efforts, a subtle blind spot
that results from a bias against normalizing this
dimension of the analytic relationship. In other
words, I believe that our tendency to subtly frustrate
our patients' attempts to help us stems not just
from our attitude toward engaging in gratifying enactments
in analysis in general but from our implicit pathologizing
of altruism. Certain theoretical and countertransference
pressures lead us to tend to misinterpret healthy
strivings as necessarily or exclusively defensive,
restitutive, pathologically reparative, seductive,
or self-defeating.
To
the extent that the patient's efforts to contribute
positively to the analyst's well-being are thus pathologized
by the analyst, an opportunity for both analytic
work and therapeutic progress can be missed. The
analyst's resistance to being helped can contribute
to the patient's resistance to helping, and thus
the conflicts surrounding these wishes may never
be explored and the potential therapeutic benefits
of their gratification never realized.
Helping
or taking care of the analyst can be seen as one
aspect of loving the analyst. Common sense dictates
that we want to help the person that we love. We
want to give something to this person that will enhance
or gratify him or her or, as Searles (1975) says, "help
the other to fulfill his or her human, psychological
potentialities." We want to see that what we
give has positively influenced the other in an authentic
way and has been valued. Clinically, these desires
can take an almost infinite variety of forms. The
patient gives us a gift, advice, a compliment. The
patient implicitly or explicitly critiques our dress,
appearance, health, approach, style, character, or
theory. The patient tries to cheer us up, or help
us feel smart, or otherwise make our experience a
healthier or happier one.
We're
all familiar with the complex conflictual meanings
of such behavior and sentiment. The psychoanalytic
literature is replete with clinical vignettes and
observations pertaining to the multiple motivations,
the fantasies, and the symbolic significance that
lie behind expressions of generosity or a patient's
altruistic concern for the analyst. Whether it be
the literature on gift-giving in analysis (A. Freud,
59; Stein, 1965; Orgel and Shengold, 1968; Silber,
1969), reparative impulses in development and analytic
work (Isaacs, 1933; Klein, 1961), or pathological
idealization (Kernberg, 1975), the dynamic underpinnings
of the patient's manifest altruism have been frequently
analyzed. Sometimes, the unconscious meanings can
be found in the patient's aggression, disguised (via
restitutive or reactionformation mechanisms) as altruism
or generosity. The patient might be warding off dependency
needs by various forms of turning passive into active.
And, certainly, the altruistic part of loving the
analyst often repeats the peculiarities of the patient's
early romantic passions and conflicts in the family.
Gift giving by a patient, for instance, may represent
a bid for oedipal love or a coercive attempt to bind
the analyst to the patient in a preoedipal symbiosis
(Orgel and Shengold, 1968). One can even see the
echoes of altruistic desires in the complex ways
that patients "teach" the analyst to be
more responsive or empathic, or "coach" the
analyst about how to alter his or her theory in the
patient's interest. Because we seem to increasingly
appreciate how the patient "supervises" our
analytic work (for different permutations on this
theme, see I. Hoffman, 1983; Langs, 1976; and Renik,
1955a), we should acknowledge the probable gratifications
that these patientsupervisors might derive from doing
their job well!
The
possibilities are as varied as our patients. However,
one unifying theme in this literature is that the
altruistic gesture is seen as the outcome of the
story and not its starting place. In other words,
the altruistic or caretaking behavior and desires
of the patient are usually seen as derivative of
or a means to some other aim or concern (e.g., safety,
security, gratification, connection or some form
of narcissistic self-enhancement). In general, psychoanalysts
seek to deconstruct the manifest wish to help into
its underlying component motivations and not view
it as itself an underlying and central motivational
system.
Further,
even if one understands a patient's gesture as originally
and primarily altruistic, its clinical expression
is rarely unambiguous, often containing elements
of disguise or defense. In other words, the clinical
waters are further muddied by the fact that altruistic
desires suffer the same fate as other important developmental
aims, namely, they are warded off, inhibited, and
distorted. For instance, just as a greedy or self-aggrandizing
impulse can be kept from awareness through an attitude
of exaggerated generosity, so an altruistic impulse
can be repressed through a display of exaggerated
selfishness. In addition, some patients are embarrassed
or anxious about their altruistic wishes and gestures,
whereas others seem to parade them proudly. Thus,
the particular need or defense configuration underlying
a patient's manifest altruism can often be exceedingly
complex.
Perhaps
more than any other analyst, Searles has attempted
to understand the vicissitudes of the patient's conflicted
experience of primary altruistic aims. In his seminal
paper, "The Patient as Therapist to His Analyst," Searles
(1975) equates the altruistic desire to help and
enhance the other with an essentially "therapeutic" aim.
He translates the altruistic into the therapeutic
because his interest is to establish a symmetry between
the activities of the patient and those of the analyst.
He
asserts, first, that "innate among man's most
powerful strivings toward his fellow men, beginning
in the earliest years and even earliest months in
life, is an essentially psychotherapeutic striving," and
goes on to conclude that "the patient wants
to give therapy to, as well as receive therapy from,
his doctor." For Searles, the fate of this wish
in childhood often determines the development of
later psychopathology. If the child perceives the
parents as so impaired and symbiotic that they cannot
provide a modicum of security or developmental nourishment,
then the child will sacrifice his or her individuation,
become a therapist to the parents, and develop a
serious psychological disturbance as a result. Searles's
emphasis is on the disturbed patient in whose symbiotic
family therapeutic aims were so exploited, frustrated,
and repressed that individuation itself became unconsciously
equated with a "murderous dismembering or lethal
abandonment" of the parents. In his or her analysis,
the patient continues to function as a therapist,
unconsciously introjecting the analyst's pathology
and working in complicated ways to repair the latter's
real deficiencies.
Searles's
emphasis on the psychotherapeutic forms that altruism
can take is extremely important. It suggests that
a deeply affirmative desire underlies even the most
disturbed and destructive behavior. In addition,
his emphasis on the "real" nature of the
patient's help-the patient's accurate assessment
of the analyst's (mal) functioning and the potentially
genuine mutative effect of the pa'tient's therapeutic
efforts-moves us away from viewing altruism as a
transference-based distortion or as intrinsically
derivative.
Searles's
equation of altruistic with psychotherapeutic strivings,
although profoundly important in some cases, is not
necessarily the most useful lens through which to
view all such behavior. His particular emphasis on
the therapeutic dimension does not mean that altruism
may not have additional important meanings. Sometimes,
for instance, a patient desires to positively influence
or help the analyst simply out of love. A patient
might work to make the analyst happy not so much
because the analyst's psychological conflicts are
disabling or are in the patient's way and need to
be cured, but because the patient feels a need to
be useful and contribute his or her strengths to
an important relationship. The need to be constructive
or helpful need not emerge in therapy only in relation
to the analyst's psychopathology, but can be seen
as a constitutive part of the patient's optimal functioning
and of a healthy mutuality with a healthy analyst.
Searles, while appreciative of the universal role
of altruistic desire, chooses to highlight its vicissitudes
in the most disturbed lines of development and its
expression in the later symptoms and transferences
of the most disturbed type of patients-patients for
whom helping the analyst is often a means of creating
the conditions necessary to ensure their psychological
survival. My interest, however, is to consider a
wider range of meanings within a wider ranger of
patients and clinical situations.
In
addition, I am also suggesting that altruistic, intentions
may be transparent and phenomenologically uncomplicated.
Although altruistic desires are sometimes derivative,
interwoven with other motives, and disguised, there
are clinical moments in which the vicissitudes of
the wish to help are a necessary and sufficient explanation
of the patient's experience and behavior. At those
moments I have not found it useful or necessary to
presume-much less interpret that the patient's altruistic
mental state is a compromise formation or "overdetermined" by
other motives. In my view, an a priori assumption
that all mental life is a compromise formation, a
dialectic of opposites, or overdetermined, although
appealing in the abstract, can fail to grasp what
the patient is struggling with in these moments,
namely, the expression and experience of a thwarted
need to positively contribute to the other's welfare.'Instead,
I believe that a more useful model is one in which
the patient's wish to enhance the analyst's welfare
is viewed as the leading edge of a developmentally
progressive and deeply authentic subjective desire.
At the phenomenological core of the patient's experience
of these moments lies a primary altruistic desire-often
disguised and conflicted-which is, effectively, the
only important psychological constituent of this
experience for the patient even if, at the highest
level of abstraction, our model sees this desire
as standing in some kind of complex relationship
to other, egoistic needs.
In
the configurations I'm describing, then, the patient's
core conflict is over the expression of a primary
altruistic love. Sometimes the patient is struggling
against his or her impulse to help the analyst because
of a fear that the analyst will, in fact, treat it
as "really" something else. The patient,
in essence, defensively regards her or his own altruism
as defensive. By "analyzing" this loving
motive as "really" something else, or as
simultaneously self-serving, the patient seeks to
ward off various psychological dangers. My view is
that only by normalizing and validating the patient's
wish to benefit the analyst in word and, sometimes,
in deed-can certain important conflicts be reached.
Minimally, then, I am simply underlining the importance
of our empathic acceptance of the patient's conflicted
wishes to help us and suggesting caution in interpreting
them as concealing other motives. Believing that
altruism is healthy enables the analyst to more confidently
disconfirm the patient's pathogenic idea that it
is not. In other words, this process is facilitated
by the analyst's recognition that the healthy aims
of object-love in fact include a primary concern
for the well-being of the other, a concern that is
hardwired into our biological and psychological selves
but which, itself, often becomes disguised, distorted,
or repressed in response to perceived psychological
dangers. Thus, although the altruistic dimension
of love is ontologically woven through the selfobject,
libidinal, and object-relational aspects of love
that psychoanalysts take for granted, it is clinically
crucial to posit that, at a given moment, a patient
can be primarily altruistic.
This
emphasis on the importance of the analyst's accepting
and appreciating the patient's altruistic concerns
and gestures is not radical within contemporary psychoanalysis,
which increasingly assumes mutuality and reciprocity
in the analytic relationship, taking as its starting
place a view of analysis as a system of mutual influence.
Modem theorists have increasingly emphasized the
importance of the analyst's openness, via empathy,
projective identification, and other intersubjective
processes, to the patient's influence. My focus here
on both the patient's need to positively influence
the analyst and the analyst's receptivity to being
influenced is consistent with this broader trend.
The suggestion that we, as analysts, should be receptive
to this positive influence and that we should accept
and even, at times, gratify the patient's need to
give to and help us is also not radically controversial
in the current intellectual atmosphere in psychoanalysis.
Self psychology has helped analysts to understand
the value of accepting the patient's need to recruit
us to fulfill certain developmental needs without
our necessarily having to interpret these needs.
I am proposing that altruistic desires may constitute
such a need. Sandler (1976) and others have described
the importance of the analyst's role responsiveness
and object relations theorists (Ogden, 1982; Bollas,
1987) have sensitized us to the ways that the patient
uses the psyche of the analyst as a container for
projective identifications. My emphasis here is on
a particular way that a patient needs to influence
the analyst, this is, to enhance the analyst's welfare
and to experience a particular authentic openness
and pleasure from the analyst in response to this
influence. Finally, there is no longer as much alarm
(although certainly a great deal of debate) in contemporary
theory at the suggestion that the analyst sometimes
provides a corrective emotional experience to the
patient, whether it be spontaneous or deliberate,
rigorously interpreted or not (Renik, 1993). The
mutative ways that new relational experiences in
analysis help modify pathogenic ideas (Weiss, 1993),
gratify thwarted developmental needs (Kohut, 1984),
or provide a healthier interpersonal context for
new learning (Wachtel, 1987) have been increasingly
discussed and freely debated (for relevant reviews
of this literature, see Mitchell, 1993, and Stern,
1994). My purpose is simply to focus on how the analyst's
willingness to be helped is, for some patients, a
crucial aspect of this new and potentially corrective
experience within the analysis. Thus, it is my intention
not to reinvent the wheel and argue for the mutative
centrality of the corrective emotional or developmental
experience in analysis, but to use this as a starting
place for a study of a particular neglected dimension
of this experience.
Given
the emerging sensibilities in modern psychoanalysis
about mutual influence and corrective experiences,
it is noteworthy that when it comes to the technical
issues involved in accepting a patient's help, allowing
the patient to enhance our welfare in various ways,
or gratifying a patient's altruistic wish to contribute
positively to our lives, we still tend to impose
subtle constraints and prohibitions on the expetience
of both parties to these transactions, which can
dilute and mitigate opportunities for analytic and
therapeutic gain. I hope to explore these prohibitions
against the backdrop of an exploration of the clinical
vicissitudes of altruistic desires in development
and analytic work.
Illustrative
Clinical Vignettes
I
will present three clinical vignettes that suggest
the clinical importance of recognizing, appreciating,
or gratifying a patient's altruistic desire. My plan
is to present instances in which the patient's wish
to enhance the analyst's welfare is clear, discrete,
and concrete. I do not mean to limit the scope of
my argument through this focus on episodes of literal
help because, as I have argued, patients altruistically
work to help their analysts in a wide variety of
ways. My aim in choosing these three rather dramatic
enactments of helping is to throw this need into
the boldest and simplest possible relief in order
to explore its vicissitudes as deeply as possible.
Case
1
A
38-year-old graphic artist and interior designer
had been in analysis for two years. She began to
hint, in an indirect and vague way, that she had
certain opinions about the way that I dressed. At
first, I could not even tell that her opinions might
be critical. Instead, I commented on her vagueness
and, eventually, on her inhibition about having the
right to perceive something personal about me at
all. Eventually, she told me that my ties didn't
go with my shirts and that my choice of colors was
perhaps a bit drab! She then quickly apologized for
treading into territory where she didn't belong.
I told her that it was noteworthy that she assumed
she didn't belong and that I didn't want her there.
Why was that? Why did she assume that it was forbidden
for her to help me and to give herself and me the
potential benefits and pleasure of hearing her expertise
and aesthetic advice? She became dimly aware of certain
experiences in her family that seemed to involve
a feeling of being devalued and excluded by her father.
She then proceeded to give me her critique and suggestions
more forthrightly. I knew that my drab manner of
dress reflected a combination of certain factors
in my personal history and a subtle identification
with the rather drab analysts who had trained me,
perhaps influenced by a need to be "neutral" to
the patient. I genuinely liked her suggestions and
saw them as an improvement, so I began to adopt some
of them. I felt pleased with the results and made
no attempt to hide it. When she noticed that I had
taken her advice, she was quite moved. She didn't
expect it. It led her to recover further memories
and feelings about how she didn't expect her opinions
and expertise to be respected and appreciated by
her parents or others or for her talent and ability
to bring pleasure to others. This bore directly on
her presenting problems and we were able to do some
good work as a result.
Case
2
A
40-year-old woman with a background in English literature
had been in therapy with me for three years. She
had come from a family environment in which she was
profoundly traumatized. Her mother liked to have
her around as an audience, but rarely showed much
interest in the patient's mind or ability. The patient's
father communicated to her that he felt she was unattractive
and she felt little connection to him. We learned
a great deal about her problems with depression and
her work inhibitions, and she had made significant
therapeutic progress. However, she still tended to
experience herself as a outsider and operated too
much on the basis of a background assumption that
she wouldn't really be welcomed by any group or community
if she was really "herself." In the transference,
she had a pathogenic belief that I wouldn't want
her involved in my life, that I would rebuff her
love, and that I would experience her curiosity about
me and her wish to become involved in my life as
a noxious intrusion. This curiosity had more than
enough opportunity for arousal, as her main area
of academic interest was psychoanalytic criticism
and our paths overlapped increasingly frequently.
While she and I talked about this, our "analytic" mode
of conversation intrinsically seemed to reinforce
her feeling that I viewed these longings of hers
as grist for the analytic mill, which to her meant
that they were somehow illegitimate. It's not that
I was a cardboard analyst, pathologizing her feelings
from "on high." I felt that I responded
to her from my principled position of always seeking
to understand her point of view. I repeatedly pointed
out that she expected to be rejected, that she had
various fantasies about what this meant, and attempted
to explore the dangers associated with her curiosity,
professional self-assertion, and intimacy with me.
This is what "grist for the mill" meant
to me. To the patient, however, this "mill" was
a confirmation of her belief that I didn't really
want to get involved with her because she was unworthy.
She interpreted my attempts to empathically understand
and articulate her feelings of exclusion as paradoxically-but
continually-communicating my detachment because my "real" self
remained hidden behind my therapeutic self. And even
when 1 sought to explore this distortion, she didn't
really buy it. She felt that the very mode of analytic
discourse itself confirmed her pathogenic expectations.
When she did appear to analyze it, I felt that she
was only complying with what she sensed was my need
to strike a neutral analytic position and simply "talk" about
and analyze her wishes and fears.
I
decided to allow myself to gratify her curiosity
and wish to get involved more collegially with me.
By "decided" I mean that I deliberately
gave myself the psychological and professional freedom
to respond to her in a warmer, more self-disclosing,
and open way (for a discussion of the paradoxical
but ubiquitous phenomenon of "deliberate" authenticity,
see Bader, 1994, 1995). At the time, I was writing
a scientific paper about a subject that she and I
had discussed (she was working on related ideas and
had periodically talked about them). I decided to
tell her that I was working on this particular paper
and, when she evinced curiosity about it, offered
to let her read it and to give me feedback. She returned
it with extensive and substantial editorial changes,
most of which I felt greatly enhanced the paper and
which I incorporated. I acknowledged to her the specific
ways in which she had helped me. My willingness to
let the patient read and contribute to my paper was
tremendously gratifying to her and altered the ambience
of the therapy. In response to this ambience, she
began to put herself out more in her professional
circles, as she was less afraid of being rejected
or criticized. She felt she had "more to offer." The
resulting successes she experienced in this arena
enhanced her selfesteem and led to greater social
involvements. In addition, she was able to talk about
her sense that I had presented evidence (that she
could now not discount) that I welcomed and respected
her and this made her feel more "like a person." My
openness to her helping me thus disconfirmed her
pathogenic belief. As a by-product of this process,
the patient was able to think more clearly about
how excluded and rejected she had always felt in
her family and how terrible my prior stance had secretly
made her feel, even though she had tried to be a
good sport and properly analyze everything.
Case
3
A
41-year-old successful physician entered psychotherapy
for help in feeling more intimate and less defensive
with his wife and less aggressively impatient with
his large office staff and medical partners. He was
intensely uncomfortable with taking help from me
or feeling dependent in any way. His style was to
lecture me in a somewhat angry tone. He was always
on the offensive with me and with others. The patient
often interpreted and responded to situations in
a somewhat paranoid way and frequently reacted by
becoming contentious, aggressive, and controlling.
He was, however, also capable of genuine insight
at times and seemed to be able to use therapy to
soften his manner somewhat.
It
soon became clear that the patient had identified
with a father whom he experienced as dictatorial,
controlling, judgmental, and highly competitive.
The patient had not been able to stand up to his
father-also a doctor-and, instead, felt repeatedly
humiliated and beaten down by him. Through the mechanism
of identification with the aggressor, the patient
had survived, but at a great cost. He became harsh
with himself and others. His fear of being put down
and humiliated, along with his defensive efforts
to control others, interfered with his ability to
love and to be emotionally generous. The patient's
mother failed to protect him from his father and
was often disabled by hypochondriacal concerns for
which she resisted getting or taking help of any
kind.
During
an extended initial phase of our work, the patient
would frequently give me advice about matters ranging
from office decor, malpractice insurance, and investments,
to restaurants, hotels, and personal attire. He did
so in a somewhat pompous and controlling manner,
often with a lecturing tone, and always with a somewhat
aggressive and bullying edge. I interpreted his discomfort
about being in a position of taking help from or
relying on me and pointed out how he turned the tables
in order to feel safer and to ward off the various
dangers he imagined might accompany being on the "receiving
end" of our relationship. I also believed that
he was testing me by turning passive into active,
treating me as his father had treated him and monitoring
my reaction to see if I would comply with or cave
in to his bullying authority (as he had felt coerced
to do as a child). I believed that he wanted me to
be strong and not let myself-my habits, tastes, behavior-be
unduly influenced by his opinions. So, in addition
to interpreting the controlling nature of his generosity,
I was also inclined to calmly assert and good-naturedly
defend my own tastes, choices, and independent judgement
in these interactions. He generally seemed relieved
and often visibly relaxed when I did not accept his
offers or advice. He began to talk more about the
loneliness and humiliation he felt in his home and
the helpless rage that his father's judgmental "know-it-all" attitude
would inevitably provoke.
As
the patient began to be able to tolerate feeling
more dependent, he also felt less compelled to tell
me what to do. However, during a session in which
he had been particularly self-reflective, he noticed
a European guidebook near my chair. He asked me where
I was planning to go and I decided to tell him. He
began to give me recommendations for restaurants
and museums that he had discovered during his extensive
travel throughout the region I was planning to visit.
The tone of his "help" was completely different
than it had been earlier. His advice had the stamp
of a wish to help rather than to control me. He seemed
a bit hesitant or even deferential about his offer
of help. I sensed a quality of shyness or embarrassment
that had not been there previously. At first, I interpreted
his offer as a way to counteract his anxiety and
helplessness about our impending separation, but
this line seemed sterile and flat to him. At some
point, I suggested that he seemed more aware of his
feelings of closeness and gratitude toward me, that
my vacation highlighted these feelings, and that
he was looking for a way to express these sentiments.
He agreed and added that he was aware of feeling
highly vulnerable at this moment. I told him that
he was afraid his help-and the emotions behind it
would be rebuffed and that he would feel like a fool
for having offered it. He told me that his father
always acted as if he was superior to him and that
while his father let himself be admired, he never
seemed to take much pride in or pleasure from anyone,
much less the patient.
When
I returned from my vacation, I thanked him for his
recommendations (which were genuinely excellent).
He appeared quite pleased. In my experience, this
pleasure seemed to be authentic and presaged a deeper
exploration of the difficulties he had always had
in connecting with his parents and, later, with other
significant people in his life. He had always felt
that he had to be right all of the time and that
he couldn't take help. However, on a deeper level,
he didn't expect that his love would be accepted
and valued by others. The only way he knew how to
relate was to be aggressively controlling like his
father or "unhelp-able" like his mother.
In
my view, our analysis of these issues, along with
certain corrective experiences in the transference,
enabled the patient to feel safe enough to begin
to give up his pathogenic identifications with his
father, accept help from me in a way he never could
from his parents, and eventually experiment with
an authentic generosity and altruism that he had
long since warded off because of his expectation
of rejection. My understanding and real acceptance
of his help seemed to contribute to his attempts
to disconfirm these crippling beliefs.
I
hope that this case demonstrates how at one moment
the patient's need to help the analyst can result
from an anxiety-driven effort to exert influence
over the analyst in the service of psychopathology,
while at another moment the same manifest gesture
might be in the service of an expansion of psychological
(including analytic) space, a confirmation of a healthy,
but warded off, wish and dimension of object love.
Therefore, it is especially important for the analyst
to be sensitive to the different meanings that can
underlie the patient's altruism.
The
Clinical Importance of Altruism
In
various ways, these three patients were profoundly
traumatized by the experience that their parents
didn't accept and appreciate what they, as children,
gave to them. I have frequently heard patients describe
their frustration or despair that they couldn't influence
or give anything to their parents. In one scenario,
the patient felt that one or both parents needed
to appear perfect and therefore could not accept
help from their children. These parents were not
able to give the child the sense that he or she brought
genuine joy to their lives. In another scenario the
patient's parents appeared to be either indifferent
or preoccupied and thus the patient's attempts to
connect through helping, giving, or other channels
were rebuffed. In yet another version, the patient
saw the parents as overly dependent and needy and
therefore as exploiting the child's altruism. A wide
range of character types, styles, and pathologies
can be found in the families of such patients. Whether
the parent appeared to be overwhelmed and a bottomless
pit into which the child poured help and concern,
defensively self contained and invulnerable to the
child's influence, or narcissistically exploitative
of the child's altruistic concern and love, the result
was that the child's wish to make the parent happy
with her or his charms, talents, concern, and therapeutic
effort was not welcomed and appreciated as something
unique and valuable in the child. The fact that the
child had something to offer that genuinely enhanced
the parent's welfare was either taken for granted
and narcissistically used or else ignored. The parents
appeared as if they could not learn from the child.
This was experienced by patients as subtly demoralizing
and as a rejection.
These
patients felt that, as children, their love was rejected
because it was bad or not compelling. Fairbairn (1952)
describes these relationships in his discussion of
the etiology of certain schizoid disorders, focusing
on how the child's experience of her or his own love
changes from good and beneficial to bad and destructive.
Weiss (1993) analyzes how children comply with and
assume responsibility for experiences of parental
rejection and come to experience their own love and
empathy as unworthy because it is seen through the
lens of their parents' rejection. Wolfe (1988), in
discussing a person's efficacy needs, highlights
the dangers of the failure of the caretaker system
to be flexibly responsive to the developing child's
influence. These theorists are all concerned with
the psychopathology that can result from a perceived
immunity of the environment to the child's wish and
attempt to affect it.
It
was my impression that, in the cases presented here,
there was great clinical utility in allowing the
patient to find an authentic way to help me. Some
patients appear to require clearer evidence that
their capacity and desire to give the analyst something
of value, something "good," will be appreciated.
In these cases, what we generally think of as ordinary
everyday analytic discourse-a discourse that is structured
around the role relationship of "patient" and "healer," of "helped" and "helper"-can
be construed by the patient as confirmation of a
pathogenic belief that he or she has nothing of value
to offer the analyst. As in the cases presented here,
attempts to analyze this fantasy may be limited by
the ways in which an exclusive focus on the patient's
feelings and welfare dove tails with that person's
earlier experience of exclusion or helplessness,
and thus reinforces the pathogenic belief that she
or he couldn't really enrich the analyst's life.
I believe that by opening myself up to the patient's
positive influence, by allowing myself to be authentically
gratified by the patient's help, I disconfirmed these
expectations, implied that they were not a necessary
part of the structure of reality, and enabled the
patient to reflect on the ways in which this pathogenic
reality had been constructed in the first place.
By confirming the patient's capacity to express and
experience an altruistically loving connection with
me, I helped the patient feel healthier and, as one
patient put it, more "human." I was more
human and thus she could become more human. By human,
she meant our not having to be perfect, our being
willing to admit that there was room for improvement,
and, most importantly, our not being immune to each
other's influence. In other words, for some patients,
the most dynamically relevant aspect of the analyst's
comfort and openness with her or his "humanness" is
not simply the analyst's fallibility but a corresponding
willingness to enjoy being helped and positively
affected by the patient.
The
Ontological Basis of Altruistic Love
I
believe that the altruistic love of a child for his
or her parent can be usefully conceptualized as one
dimension of a complex system of mutual influence
and regulation. Research into prosocial or altruistic
behavior has shown how infants-almost from birth-seem
to empathically register the distress of others and,
by the time they are two years old, appear to be
actively motivated to relieve this distress and provide
the rudiments of caretaking (Hoffman, 1982; Zahn
Wexler and Radke-Yarrow, 1982). These researchers
believe that there is a biologically based and independent
altruistic motive system in humans that is mediated
by empathy. This system is also related to the observations
of some researchers (Lichtenberg, 1989) of the intense
efficacy pleasures of the developing child, as she
or he successfully attempts to influence and evoke
contingent responses from the care, taking environment.
In other words, when your parent is affected by and
responds to your feelings and actions in the way
you desire, the pleasure that results promotes growth.
By extension, then, if the parent is in fact helped
in the way that the child altruistically intends,
the result is a pleasurable sense of efficacy. Like
other forms of successful communicative "matching," an
inner sense of competence grows. Patterns of either
empathic or unempathic and misattuned systems of
interaction get structured into self and object representations,
which later act as motivators of behavior and relationships.
The
pleasure in giving pleasure or help to the parent
can be seen in the multiple ways in which the child
gives the parent gifts, comfort, entertainment, and
connection. We are accustomed to viewing such behavior
and desire as ultimately selfish, that is, as subserving
the child's more fundamental and egoistic needs for
safety, attachment, gratification, mirroring, and
recognition. However, a growing body of research
in the field of social and evolutionary biology suggests
that altruistic motives and desires are at least
as important as egoistic ones in the human psyche.
After an extensive review of the literature, Friedman
(1985) argues that the fear of loss of parental love
and other egoistic concerns are insufficient to account
for altruism and that an independent altruistic motivational
system more efficiently accounts for both biological
and clinical findings. Slavin and Kriegman (1992)
point out that there are powerful evolutionary reasons
why altruistic or mutualistic dispositions and behavior
might have become "hard-wired" into the
human brain and psyche. Altruistic behavior increases
the survivability of the group. For instance, it
is highly adaptive for parents to be altruistic because
it guarantees the viability of their offspring who
are dependent and vulnerable for a long time. Slavin
and Kriegman suggest that the capacities and motivations
that underlie altruistic love are better understood
as innate potentialities that are activated and profoundly
shaped by exposure to parental caretaking and love-in
other words, to parental altruism. The child's innate
capacities for attunement and altruism are nourished
and develop in relation to the altruistically motivated
responsiveness of her or his caretakers. The assumption
that the child's empathy is harnessed, in part, to
an essentially altruistic love and desire that later
flowers fully in relation to her or his own offspring
is far more consistent with modern evolutionary theory
than are assumptions that the child's capacities
for attunement and empathic concern begin and end
in the service of selfinterest and personal security
alone.
By
communicating a genuine receptivity to being "touched," comforted,
and gratified by the child, the parent confirms and
recognizes something important in the child's "being." Repeated
instances of this successful feedback loop strengthen
the child's sense that her or his love is good, efficacious,
and deserving of reciprocity. Altruistic love, then,
has an ontological basis, the recognition and nourishment
of which is an important parental task in healthy
development. By allowing the child to help, gratify,
and influence her or his caretakers in age-appropriate
and nonexploitative ways, a healthy family system
enables the child to feel more fully human and better
prepared to pass this along to the next generation.
And by having such a model of altruistic mutuality
available, the clinician is better prepared to notice,
understand, and respond to the conflicts resulting
from its breakdown.
The
Analyst's Resistance to the Patient's Altruism
I
believe that there are many factors that contribute
to the potential for resistance in the analyst to
a full appreciation of the adaptive and therapeutic
importance of the patient's need and desire to give
something significant and genuinely valuable to the
analyst. First, manifestly altruistic gestures and
desires are, in fact, often derivative and symptomatic
expressions of painful underlying conflicts. Analysts
see this so often that they tend to expect it. Many
of our patients have been profoundly traumatized
by parents to whom the patient felt compelled to
give too much emotional nourishment, and not whom
the patient felt accepted too little. In other words,
the more common clinical picture that we see involves
the parent using or relying on the child pathologically.
For instance, the child might have felt needed, but
only if the child gave up his or her autonomy and
took care of the parent in some way. The child sacrificed
her or his own growth either out of compliance to
the parent or as a way to restore or protect the
parent. In these cases, although the parent is benefiting
from the child, and the child is manifestly "helping" the
parent, this "helping" is against the child's
interests. The child feels fundamentally exploited,
unconsciously victimized by parents who are overly
dependent on the child for their emotional well-being
or else are so absent that the child has to jump
through hoops in order to influence them or bring
them any pleasure whatsoever.
In
these cases, the analyst is often tested in the transference
to see if he or she will require the patient to be
a certain kind of person for the analyst's sake.
Here we often see the complicated ways in which patients
subtly maneuver and comply in order to make us, as
analysts, feel good, from the covert attempts that
patients make to provide the analyst with therapeutic
help (Searles, 1975) to all of the commonplace forms
of accommodation and false-self presentations intended
to ensure our well-being, good humor, and loving
approval. In response to these transference dynamics,
analytic work tends to proceed best when the analyst
positions himself or herself as a new object who
does not need anything from the patient, and can
thus both interpret the neurotic motives and pathogenic
beliefs behind the covert altruism of the patient
and provide a safe container for the patient to use
in experimenting with genuine autonomy. Whether this
mutative stance flows naturally from the analyst's
stance of neutrality, is spontaneously enacted because
of unconscious pulls from the patient, or is provided
as a corrective emotional experience, there is thus
often great analytic and therapeutic benefit that
can come from frustrating these particular kinds
of manifest attempts of the patient to help the analyst.
However,
because of the frequency with which analysts observe
these particular transference dynamics and tests
involving patients who are pathologically burdened
by their need to help others, we tend to be less
sensitive to configurations in which the patient's
pathology is expressed by her or his inability to
help others-the patient's thwarted altruism-and expectations
that his or her help won't be welcomed. In these
latter cases, the patient often tests the analyst
to determine whether the analyst will repeat old
traumas and reject the patient's help and advice.
If the analyst, in word or in deed, is able to accept,
not to reject, the patient's altruistic gestures,
the patient is often relieved and able to proceed
more safely with analyzing and revising his or her
pathogenic conflicts. However, it is my impression
that the frequency with which our patients appear
to suffer from inhibitions of selfish and not altruistic
aims lead us to be less attuned to these latter transference
dynamics and to mistakenly emphasize the defensive
meanings of the altruism that is observed.
There
are other factors operating "behind the back" of
the analyst that also account for what can seem,
at times, to be an overly cautious attitude among
analysts toward openly welcoming a patient's gifts
or help. Analysts, like other helping professionals,
have a deep professional commitment to focusing primarily
on the patient's difficulties and subordinating all
of their activity to the patient's welfare, as well
as a fundamental prohibition against exploiting the
patient's real and transference dependence. This
professional stance is guided by an ethical and moral
sensitivity that is based on respect for the autonomy
and "otherness" of the patient (Poland,
1993; Renik, 1993, 1995b). It is a value system that
guides our theories of technique and arbitrates many
of our clinical choices. We believe that it coincides
with a model of treatment that provides the best
outcome; however, the value system itself is not
derived from empirical outcome considerations but
exists instead as an overarching philosophical and
professional framework. And although this is a framework
that analysts share with other helping professionals,
which is legally codified in the statements of ethical
principles governing the various psychotherapy disciplines,
it is particularly central to the psychoanalytic
vision of treatment as expressed and experienced
through the concepts of neutrality and abstinence.
The principled view that the analytic relationship
is "tilted" away from the analyst's welfare
and toward a primary focus on the patient is axiomatic
even within contemporary paradigms that acknowledge
and welcome the analyst's passionate engagement and
involvement in a (now) two-way relationship. Regardless
of the analyst's theoretical persuasion, analytic
treatment is primarily for the patient's benefit
and not the analyst's.
The
problem arises when our analytic superegos become
overly rigid about the manner in which our gratifications
have to be subordinated to the patient's welfare.
In other words, if the analyst feels too guilty about
benefiting in particular ways from the patient, certain
clinical opportunities can be missed under the guise
of adhering to ethical principles. Under this apparent
aegis of a prohibition against exploiting the patient,
an analyst might subtly rebuff certain altruistic
gestures that bring the analyst "impermissible" gratifications
or pleasures. The limits of "permissible," however,
may derive more from superego-based abstract guidelines
or a "principled" stance than from the
case-specific and idiosyncratic needs of the patient.
What might be experienced as exploitative by one
patient might feel supportive and growth-promoting
to another. Paradoxically, then, the ethic of subordinating
one's own interests to those of the patient can result
in the patient's altruistic interests being rebuffed.
Of
course, analysts regularly permit themselves various
work-specific gratifications such as money, pride,
career enhancement, and other, more altruistic pleasures
attendant on helping the patient. In contemporary
circles, we also increasingly acknowledge a wider
unconscious register of pleasures and satisfactions
that accompany the analytic relationship, which sometimes
are analyzed in the countertransference and at other
times, are not. However, a reflex adherence to these
underlying ethical strictures that dictate our putting
the patient's long-term psychological interests first
can unnecessarily restrict the range, intensity,
and type of help that a patient might,. in the short
run, need us to accept and recognize.
A
related set of factors that contributes to the analyst's
discomfort with fully accepting, experiencing, and
working analytically with a patient's need to give
and contribute to the analyst's life are certain
personality traits that are common among analysts.
The problem here lies in the psyche and not the ethics
of the analyst. Analysts tend to be helpers and have
particular conflicts about being "given to." Whether
these conflicts have to do with narcissistic inhibitions,
anxiety about greed, or guilt over being self-centered,
the resulting constellation of traits involving being
helpful, self-sacrificing, overly responsible, omnipotent,
or even masochistic, at times can contribute to a
subtle inclination to ward off a patient's need or
wish to contribute to the analyst's well-being. When
a patient tries to help us, and this help is actually
perceived by the analyst to be something that the
analyst needs or would benefit from, the analyst
often experiences a twinge of conscience, a preconscious
or even conscious signal of anxiety.
The
sources of these anxieties are complex and no doubt,
highly idiosyncratic. For many of us, accepting too
much help from a patient threatens to bring with
it the loss of security or power that the role of
doctor, helper, or healer provides. For some, the
reassurance of this role involves an experience of
being a nurturing parent; for others, the comfort
derives from being a scientific authority. Truly
accepting the help, teaching, constructive criticism,
therapeutic advice, or tender concern that might
go along with gratifying a patient's altruistic desires
can put the analyst in a vulnerable position and
evoke signals of anxiety and guilt. A colleague of
mine reported to me that when a patient was trying
to be too helpful to him, it reminded him of his
own intrusive mother's domineering attempts to help
him. Another analyst felt that her primary discomfort
involved a sense of shame that she had always associated
with taking too much from anyone. Certain maneuvers
are then instituted to reduce or ward off the implicit
psychic danger. This warding off of danger might
take several forms. Sometimes, the patient's associations
or behavior in this regard are too quickly interpreted.
At other times, the analyst will selectively emphasize
the defensive or pathological aspects of the patient's
apparent altruistic love for the analyst; for example,
that it is reparative, a reaction formation, secondary
to anxieties about attachment, a masochistic compliance-the
list could go on. The kinds of behavior and fantasies
that I'm describing are extremely complex and often
contain progressive and regressive dimensions. The
analyst may seem to be correct but ultimately not
helpful because, as a result of a countertransference
based discomfort, he or she is missing the fact that
the leading edge of the patient's attempt to help
the analyst is, in fact, an attempt to create a corrective
emotional experience that is highly adaptive.
Sometimes the -maintenance of an attentive, curious, tolerant, and respectful
analytic attitude can be read by the patient as communicating that the analyst
doesn't need anything from the patient and that therefore the patient doesn't
really have anything of real value to offer. It is my impression that personality
dispositions that emphasize a strict altruism on the part of the analyst can
discourage full and comfortable acceptance of the patient's altruism.
Conclusion
As
we move toward a paradigm that emphasizes
the various processes of mutual influence
within the analytic relationship, I believe
that the patient's desires to help, to
be useful and contribute, and to facilitate
and enhance the other's welfare, should
claim our increased attention. In a remarkable
paper that anticipates this one, Singer
(1971) argued that "much of the
neurotic distress experienced by my patients
seemed associated with their profound
sense of personal uselessness and their
sense of having failed as human beings
because they knew that the only contributions
they had made were embodied in nonconstructive
reactions and behavior responding to
equally nonconstructive demands.. ." p.
65. Singer, like Searles, is drawing
our attention to a neglected or misunderstood
aspect of human functioning. I believe
that as we increasingly jettison a view
of the psyche that emphasizes the motivational
primacy of destructive and egoistic wishes,
we need to find a new place for the foundational
role of the so-called "higher" motives.
Altruism is one such otive. And as we
attempt to describe the crucial role
of altruistic aims in development and
in the psyche, we must attempt to describe
how these aims are expressed and experienced
in the analytic relationship. The consequences
of neglecting or misinterpreting the
clinical meanings of the patient's altruism
are potentially great. Searles's (1975)
warning in this regard is still true:
If
we never become conscious of [the patient's
wish to help us], we remain relatively
comfortable in our condescending view
of the .. . patient, and he retains his
usual status of someone we perceive as
a pathetic and needful cripple. I can
confidently say that the great bulk of
our psychoanalytic and psychiatric literature
is such as to make our recognition of
the patient's symbiotic therapist striving
orientation toward us more, rather than
less, anxiety-arousing, embarrassing,
humiliating, and otherwise difficult
for us [p. 138].
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