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Authenticity
and the
Psychology of Choice in the Analyst
By Michael J. Bader, D.M.H.
There
is a growing appreciation of an ethic of authenticity in
analytic technique, a trend related to a recognition of the
engagement of the spontaneous, unconscious dimension of the
analyst's mind in the clinical situation. This libertory
trend in our theory of technique can and should be elaborated
to take account of situations in which the analyst deliberately
and strategically attempts to influence the patient for both
analytic and therapeutic purposes. There is a complex, dialectical
relationship between intentionally planning to provide mutative
relational experiences for a patient and the irreducible
emotional responsivity that marks every analytic encounter.
It is suggested that the dangers of the patient's compliance
with and idealization of the analyst usually associated with
the analyst's deliberate enacting of attitudes presumed to
be mutative are not necessarily inevitable.
In
the 1920's, Ferenczi (Ferenczi and Rank, 1924) described a clinical
approach in which he intentionally assumed the stance of an indulgent
mother toward his patients. Later, Alexander (1950, 1956) advocated
that analysts create particular climates in order to provide
a corrective emotional experience for their patients. Kohut (1984)
urged analysts to empathically position themselves in the patient's
shoes in order to provide a mutative self-object experience.
And Weiss (1993; Weiss and Sampson, 1986) has explicitly recommended
that analysts strategically adopt certain attitudes intended
to pass the patient's tests and to facilitate the patient's unconscious
plan to overcome pathogenic beliefs.
These theorists-all
of them critics of prevailing orthodoxy-differ from one another
in crucial ways. However, they all share the assumption that
analysts can and should intentionally provide particular experiences
to the patient that are intended to counteract the consequences
of developmental traumas. All of these positions have been subject
to similar criticisms: they are said to invite analysts to be
more or less inauthentic, manipulative, and presumptuous in providing
corrective experiences for patients (for samples of these criticisms,
see Rubovits-Seitz, 1988; Wallerstein, 1990). Any theory which
suggests that the analyst deliberately fashion a stance, attitude,
or position in order to provide a particular mutative psychological
experience for the patient leaves the analyst open to the charge
of disingenuousness or role-playing. When used in this negative
way, "role-playing" refers to the analyst's attempt
to influence the patient by acting in a manner which does not
come naturally to that analyst in that particular clinical moment.
I will describe
how current trends of thought about the nature of the analyst's
emotional involvement focus increased attention on the question
of authenticity in technique. This new awareness has profoundly
deepened our understanding of the intersubjectivity-the complex
relationship between two whole subjectivities-in the clinical
interaction. In addition, these theories about how we experience
ourselves in our work have generated pointed criticisms of any
technique that presumes that we can deliberately shape our self-expression
as part of "technique" and regulate our effect on patients.
However, I suggest that our deliberate enactment of particular
role relationships and intentional provision of certain affective
experiences for the patient can be entirely compatible with the
current emphasis on the analyst's authenticity and irreducible
subjectivity (Renik, 1993b). I believe that when a fuller account
of the analyst's mind at work is considered, the apparent tension
between deliberate planning and authenticity in analytic technique
can begin to be resolved.
The
Problem of Authenticity
Many have argued
(e.g., Kohut, 1977; Mitchell, 1993) that today's psychoanalytic
patients tend to seek treatment because they feel estranged from
their true selves: they feel they are fleeing from or inhibiting
a sense of internal authority, or they are longing for a more
centered experience of being a "self." One could argue
that the problem of authenticity of the self has replaced repression
as our central clinical concern. Some of the most important developments
within psychoanalysis over the past fifty years have turned on
this new concern with the self. Winnicott, Kohut, and the psychoanalytic
baby watchers led by Daniel Stern, for instance, have placed
patients' search for confirmation of and attunement to their "true" or
authentic selves at the center of their motivational selves.
At the same
time, the personal authenticity of the analyst has also become
the subject of debate. For example, in the relationship with
the patient, how fully does the analyst express his or her subjectivity,
including idiosyncratic conflicts, character style, and unconscious
perceptual and interpretive biases? Freud's position was that
the analyst should strive for the objectivity of a surgeon, should
listen neutrally to and interpret the patient's distortions of
a reality of which the analyst has a privileged grasp, and should
restrain his or her more private self from contaminating the
clinical encounter. This view has become radically transformed
in the current intellectual climate. The voices of the social
constructivists (Aron, 1992; Hoffman, 1983, 1991), interpersonalists
(Greenberg, 1991a, 1991b; Mitchell, 1993), and hermeneuticists
(Schafer, 1983; Spence, 1987) have joined with fellow travelers
within the post-structural model psychoanalytic mainstream (Jacobs,
1991; Poland, 1988; Renik, 1993a, 1993b) to form a growing challenge
to and revision of the main assumptions underlying Freud's classical
vision of the analyst as detached observer. In its place there
has emerged an acceptance not only of the inevitability of the
full and authentic engagement of the analyst's personality in
the clinical encounter, but a growing sense that it is in the
reparative effects of such an engagement, along with its retrospective
analysis, that the core of analytic work actually occurs.
In this view,
the analyst's self-representation as a neutral observer of uncontaminated
processes inside the patient is an illusion fraught with various
potential dangers and limitations. According to contemporary
critics, the classical view discredits the patient's perceptions
of the relationship with the analyst, which often leads to the
patient feeling blamed and/or subtly undermined. Further, any
model that brackets the analyst's subjectivity too much can potentially
invite the patient's compliance and idealization and risks depriving
the analyst of a rich source of information about the patient's
idiosyncratic ways of influencing and using his/her important
objects.
In contrast,
the modern paradigm emphasizes the "perspectival" and
constructed nature of all human knowledge, including analytic
knowledge, and sees the analytic process as necessarily involving
a passionate unconscious and authentic engagement between analyst
and patient. Hoffman (1983), for instance, levels a powerful
challenge to the implied premise that the patient is a "naïve
observer" of the analyst, unable to perceive anything which
the analyst wants ignored. Renik (1993a, 1993b) has argued that
even the more modern analytic notions that countertransference
is inevitable still mistakenly assume the possibility of objective
behavior in the analyst independent of his or her essential subjectivity.
From Boesky's (1990) assertion that the patient's resistances
are not simply "in" the patient but are shaped, at
least manifestly, in reaction to the analyst's personality, to
Gill's (1982) theory that there is always a kernel of truth in
the patient's transference distortions, analytic theorists are
increasingly skeptical about the possibility of any technical
position that views itself as free from the omnipresent influence
of the analyst's authentic, personal, and multidimensional subjectivity.
This sensibility
has emerged as a reaction to and critique of the presumption
within the classical tradition that the analyst can be more or
less neutral and can therefore "know" that the patient's
experience is transference based and not accurate. The evolving
modern paradigm holds that because the analyst's ability to "know" himself/herself,
as well as the patient, is inherently limited, the analyst cannot
presume to predict in advance what effect interventions will
have. Therefore, the analyst cannot strategically provide relational
experiences for the patient with any confidence that they will
have a selectively mutative effect. This position would tend
to hold, for instance, that deliberately aiming to correct infantile
defects or traumas through enacting specific role relationship
would cause the analyst to be inauthentic and self-deceiving.
It is inauthentic because someone's emotional responses cannot
be planned and deliberate. And it is self-deceiving because it
rests on the illusion that the patient will 'read" the analyst's
behavior and affects exactly as the latter intends.
There are many
examples of this kind of debate in the analytic literature. Just
as Alexander was attacked for being manipulative, Kohut has been
criticized for unrealistically attempting to provide an idealized
mothering, and Weiss for claiming that the therapist can "know" in
advance the patient's singular unconscious plan. Clearly, these
theoretical models have been critiqued on multiple grounds, but
the most common objection is that they all invite a potentially
manipulative and inauthentic form of role-playing at the expense
of analytic inquiry (for a further example of this line of criticism,
see Renik, 1993a, 1993b).
While the current emphasis on authenticity is a necessary corrective to an
authoritarian bias in our theory of technique, I would suggest that it risks
oversimplifying the complex interplay of deliberate and unconscious responsivity
in the psychology of the analyst. In particular, the assumption that the deliberate
attempt to provide a patient with corrective experiences is necessarily inauthentic
and manipulative is mistaken. I believe, instead, that it is possible to integrate
a view that puts a premium on the analyst's intentionally striving to give
the patient what he or she needs, in words and actions (including corrective
relational and developmental experiences) with a view that cherishes surprise,
an appreciation of ambiguity, spontaneous responsiveness, and an acceptance
of the free play of the analyst's unconscious. The picture of analytic technique
that results might be controversial on a number of fronts. I am arguing, after
all, that, without compromising our emotional authenticity in any way, we can
deliberately and selectively feature one aspect of our emotional repertoire
over another in order to influence the patient to more safely analyze and even
directly alter unconscious conflicts.
Objections
can be raised that my technique is manipulative and unduly "psychotherapeutic." I
am arguing, however, that if these criticisms amount to more
than a priori assumptions, then they have to be demonstrated
clinically. I hope to show, for instance, in a case vignette
that the presence of a high degree of premeditated intention
and planning by the analyst to influence the patient is inevitable
and can be deeply authentic. The issues which should legitimately
distinguish the theories that feature insight include how we
validate our clinical proposition, the potential difficulty of
identifying patient compliance, and our methods for evaluating
the quantity and durability of analytic change. In this context,
authenticity recedes as an important defining dimension of analytic
technique.
The
Psychology of Choice in the Analyst
A clinical
example might be useful to illustrate the complexities of the
issue of choice in the analyst. I will choose an example in which
I deliberately and strategically used humor with beneficial results.
(This vignette is presented in greater detail in Bader [1993).
John was a thirty-year-old Asian-American contractor who complained to me about
his unsatisfactory marriage to a critical woman, with whom he felt trapped
and toward whom he felt "allergic" but guilty about feeling this
way. In the transference, John seemed to experience me as relatively helpful,
as long as I did not try to interpret the underlying meaning of his behavior
in terms that he could infer were even remotely "psychoanalytic." He
tended to insist that I give him practical advice and would accuse me of "one-upmanship" whenever
I attempted to interpret these wishes. When I was silent for too long,
he would excoriate me for my defensive withdrawal behind my "technique." He
was exquisitely sensitive to feeling blamed and accused.
Over many months
I attempted to talk to John about various dimensions of his experience
of our interaction. I talked to him about how his relationships
eventually turned into struggles of dominance versus submission,
and how he had a great many anxieties about mutuality and collaboration.
We reconstructed family history that seemed to relate to this
problem, including his rage at his highly critical mother's efforts
to control him and his despair at never being able to satisfy
her. He remembered how even on Sunday drives in the country,
his mother would harshly quiz her children about vocabulary and
arithmetic. His experience of his mother's perfectionism and
relentless dissatisfaction with her family was complicated by
his perception of her underlying depression and self-condemnation.
John had seemed to respond to this conflicted relationship by
internalizing her accusatory and punitive aspects.
Harsh with
himself and perfectionistic with others, John repeated this problematic
object relationship inside and outside the transference. I pointed
out to him that by putting me in the role he had passively endured
with his mother, he was showing me what it was like for him to
be the object of his mother's chronic dissatisfaction, unable
to bring pleasure to her eyes. He found these interventions sterile
and unhelpful, even if they might have been accurate. I explored
with him his fantasies of magical rescue and his wish that we
collude in denying our respective limitations. He felt accused.
We talked about the ways in which his reflexive need to denigrate
my attempts to help him might be a form of attachment and might
also serve to defend against separation anxieties. While he felt
that this line of investigation was true, he derived little help
from it.
In the countertransference,
I felt frustrated and periodically demoralized by these no-win
struggles, even as I also appreciated John's intelligence, wit,
and obvious wish to master his self-defeating patterns. I engaged
in a determined self-analysis which revealed that my experience
of John's "assaulting" me with his dissatisfaction
contained elements of my relationship with my own mother, who
had often burdened me as a child with her complaints of being
cheated and dissatisfied as a mother and a wife. These infantile
echoes could be felt in my resentment of John's intense critical
scrutiny and complaints about my ineffectiveness. In addition,
I sought out consultation that helped me use these self-analytic
insights to understand more compassionately how John's need to
frustrate and torment me expressed his identification with the
aggressor, turning passive into active, and various projective-introjective
solutions to anxiety.
At least in
part as a consequence of these efforts, I began to feel less
trapped by John and freer in my emotional responses to him. For
instance, because I felt less oppressed by John's discontent,
I felt more willing and able to enjoy his wit. I noticed that
he responded well to humorous exchanges between us. By well,
I mean that he seemed to relax and be able to reflect on himself
more analytically and to begin to tolerate a slightly wider range
of affects. In response to these observations, I began to develop
various clinical hypotheses. I came to understand the salutary
effects of my humor as related to the metacommunication it conveyed
about my internal psychological state. Specifically, I believed
that my humor reassured John that I was not injured or demoralized
by his dissatisfaction and criticisms in the same way that he
was at the hands of his mother, providing him with a sense of
safety and a model of identification. Further, I believed that
my humor communicated that I liked him and could maintain an
appreciative connection with him in spite of his provocativeness,
that I did not mistake the part for the whole, and that if I
could tolerate ambivalence and relational complexity, and adaptively
sublimate hostility, perhaps he could as well. I developed these
hypotheses early on in the context of our joking. They became
stronger as he continued to respond affirmatively . And, most
important, they provided an enabling framework within which I
allowed myself to both initiate and respond with humor and playful
wisecracking.
The following
would be a typical example: John was characteristically instructing
me, during one session, about how one of my comments was poorly
worded and implied blame. He ended his dissertation by coolly
asking me: "Are you able to follow this?" I responded, "Wait
could
you speak more slowly?" He replied that he was trying his
best but that I was a dumb student. I sensed that he was "playing" with
me a little bit more than usual. I responded: "But I thought
this was just a Sunday drive!" This allusion to his account
of the pressure-filled Sunday drives with his mother made him
laugh, and he then began to talk about how one of his clients
had been "picky" about some re-modeling he had done
for her. He realized that this kind of criticism could spoil
his whole day, but imagined that I might think of this as an
over-reaction. I commented that perhaps we had just gotten a
glimpse of where part of his conflict might have originated.
John responded, somewhat sadly, "Sunday was supposed to
be a day of rest-but I don't even get that." After a pause
he demanded, "O.K., hot shot, so now what?" I replied
that he didn't want me to get lulled into the delusion that we
were actually working together! He then went on to ridicule my
apparent hopefulness, although his tones seemed to remain ambiguously
playful.
These interactions
were brief but increasingly common. The humor is subtle but characteristic.
I felt that there was evidence that my willingness to play with
John was an important factor in his gradual willingness to trust
me and to think about his own feelings, behavior, and history.
I took as confirmatory evidence my regular observation that he
seemed better able to engage in psychological self-observation
as a response to my choice to engage him playfully or with humor
at a given moment.
Now, the purpose
of this vignette is to illustrate the complexities underlying
a "choice" made by the analyst. In what way, for instance,
does it make sense to say that I "chose" to respond
to John with humor? Since it wasn't as if I were telling him
premeditated jokes, wouldn't it be more accurate to say that
I was responsive to something in John, that my humor was spontaneously
elicited? In fact, isn't it somewhat self-canceling or at least
suspect on its face to talk about being deliberately playful,
or to plan to be witty? And isn't playfulness or humor better
understood as an aspect of my character that is somehow going
to come through to each and every patient in some form or another?
What then, does it mean to decide to "use" a capacity
that is as natural to me as breathing and is therefore always
influencing the way that I interact with my patients?
I would argue
that a more complete view of the analyst's subjectivity has to
include the extent to which the conscious and rational aims and
theoretical models that thee analyst holds both shape and regulate
what she or he experiences and what she or he expresses to the
patient. The current emphasis in theory on the analyst's necessary
irrationality and subjectivity has provided a powerful corrective
to the view that the analyst has a privileged access to rationality.
However it would also be accepted by all sides that a major aspect
of the subjectivity of the analyst includes her or his conscious
analytic and therapeutic aims, theories of the mind and of analytic
technique, and the host of moment-to-moment decisions about what
she or he wants to convey to the patient in the office. A more
variegated representation of the analyst's mind at work, then,
somehow has to describe the dialectical relationship between
what the analyst believes he or she is doing-and intends to do-and
what he or she is unconsciously enacting. Both levels of being
are obviously constituents of the analyst's omnipresent subjectivity.
It is within this complex relationship that a discussion of deliberateness
and strategic choice in the analyst must take place.
We ask our
patients this question all the time: how much do you live your
life and how much are you lived by your unconscious life? Unlike
Freud's vision of mental health that celebrates rational control
of the instincts, the modern answer has more to do with an ability
to sustain a paradoxical and creative tension between control
and surrender, between self-assertion and recognition, between
autonomy and dependence. This should be true in our theories
about the optimal functioning of the analyst's subjectivity as
well. We need to be able to experience ourselves as both in and
out of control, both strategically planning and spontaneously
reacting (Levy, 1987). It seems to me that what differentiates
us from the patient in this regard is mainly that we have powerful
therapeutic aims and a distinct vision of both how the mind works
and how our interventions and actions can help the patient achieve
our jointly construed therapeutic goals. Just as it is crucial
for us to appreciate the inevitable and mutative value of our
own passionate unconscious engagement with the patient, so, too,
it is important for us to focus all of our conscious resources
on the task of helping the patient make use of analysis in order
to change. This is axiomatic within our field.
Most of our
theories of change assume that the analyst's intellectual abilities,
capacity to regulate affect, professional role, and conscious
and continued attempt to formulate meanings reflexively are crucially
mutative to the analytic process. Whether it is the analyst providing
a holding environment, a container for the transformation of
projective identifications, or an observing/auxiliary ego, the
conscious and intentional aspects of the analyst's professional
activity have always been a part of how analysts view their function.
The problem, in my view, has been that our theories have not
adequately conceptualized how these more rational processes interact
with the silent, unconscious, intersubjective dimensions of the
analytic relationship.
So, for instance,
I believe that I deliberately planned to respond to John in a
playful way. To overstate my case somewhat: my use of humor was
strategically intended to provide a certain experience for him
that I had inferred from the past would be reassuring in particular
ways so that analytic exploration and certain novel and potentially
relational experiences could develop. It could be argued that
humor was simply a way I found of communicating with John in
a manner that he found "safe" and that this merely
constituted the starting place for the more definitive interpretive
work. For my purposes, this is a moot point. It is not necessary
to agree with my personally belief that when one intentionally
provides safety to a patient, one is disconfirming a pathogenic
unconscious belief and, therefore, not only making inner conflicts
more accessible to analysis but also directly contributing to
resolving them. It is enough to recognize that a great deal of
crucial activity in the analyst's mind takes place in the service
of strategic aims.
On the other
hand, it is equally true that this form of humor and play is
characterologically natural and easily accessible to me, and,
to the extent that this was also true for John, it evolved as
the kind of naturally occurring private language that usually
comes to exist within an analytic couple. However, the theoretical
model I had in my mind of what was going on in this relationship,
as well as my theory of change and of the analytic process, seemed
to regulate the quantity and quality of the humor and playfulness.
I do not give vent to all of my naturally occurring responses-including
humor-to a patient. For instance, there are patients with whom
I experience a more cautious restraint than I did with John.
In these cases, I have a conscious awareness that this kind of
interaction would be a repetition of pathogenic patterns that
might reinforce the patient's self-defeating beliefs. In other
cases, I become aware of vague but greater than normal superego
signals that I have learned to heed, examine, and use to restrain
my joking "reflex."
With John,
my understanding of what was going on within him and within the
transference set me free to be able to deliberately provide him
with an experience that seemed to help him and our work. I pictured
John as defensively repeating with me a pathological object relationship
with his highly critical and unhappy mother, and alternately
identifying with one or the other side of it. Observing his progressive
responses to my humor, I formed the hypothesis that he was able
to feel safer when he had unmistakable evidence that he could
apparently not perceive in a more muted or "neutral" affective
analytic stance. Therefore, I decided to initiate humorous interchanges
at times, sometimes without clear-cut invitations, more so than
I would with another patient. I engaged in them for longer periods
of time. I felt under less pressure to attempt immediately to
analyze these interactions after the fact than I do with other
patients. In other words, I believe that my conscious model of
the situation, together with my particular professional therapeutic
aims, regulated my experience of this patient and also enabled
me to shape my attitude and behavior with him.
The resulting
playful repartee felt entirely "natural" to me. Within
my planned, strategic approach, which included permission or
even encouragement for me to play with John, I felt "at
home" when I did so. I did not experience myself as wooden
or artificial or phony. Further, given John's exquisite sensitivity
to being put down, patronized, "one-upped" or treated
as a "case," it would seem to me that if he had experienced
me in these ways, he would have responded negatively. Although
I will discuss the patient's experience of my stance in more
detail later, at this point I would suggest that John's salutary
responses of increased reflective ness, affectivity, capacity
for positive connection, etc., were encouraging, if not confirmatory,
signs that my way of working with him felt authentic and "real" to
him, just as it did to me.
In some sense,
my choosing to "use" humor in a way that felt natural
and spontaneous reflects a universal dimension of all social
interactions. In many of our interpersonal encounters, we intuit
how the other person experiences the world and feels most comfortable
relating, and we tailor our words, tone, style, and actions in
ways that are intended to connect with the person and to make
him/her feel comfortable and affirmed. We are gratified in complex,
unconscious ways while we are doing this. Nevertheless, we are
molding who we experience and present ourselves to be, all of
the time under the regulatory control of various aims and purposes.
And while it is true that psychoanalytic theory has shown us
that these aims and purposes are usually unconscious, it is also
true that preconscious and even conscious aims and purposes are
often of paramount importance in normal social intercourse. So,
for instance, while I am inclined to wisecrack often with my
friends and sometimes with my patients, I am usually also guided
by considerations of context, person, and timing. I do not usually
wisecrack with a humorless person, with a policeman writing me
a traffic ticket, in the moment before orgasm, or when my best
friend loses his wife to cancer. My aims as well as my inclinations
are influenced by various complex considerations.
My point here
is that deliberateness or strategic attempts to influence or
connect with the other by subtly employing shifts in style, tone,
or attitude are ubiquitous in every day social life, as well
as in analysis. Sometimes the issue is simply one of connecting
with the other person. For instance, in analysis, we often assume
the importance of "speaking the patient's language." Hidden
under the theoretical rubric of "tact and timing," this
often involves a complex decision-making process, both conscious
and unconscious, deliberate and spontaneous. I tend, for instance,
to speak in a manner that is plainer and rougher in syntax and
vocabulary when my patient is uneducated and streetwise, not
because I'm role-playing a streetwise average Joe (which I am
not) but because this sort of communication is easy for me, and,
more important, I intuitively sense that the patient will be
able to listen safely to me and understand me better this way.
Is this spontaneous and reactive to the unconscious communicative
play between parties? Or is it deliberate and strategic, proceeding
from a conscious intent to make oneself "heard" by
the other and to avoid the potential danger of the patient's
feeling intimidated or resentful of an elitist educated authority?
I think that most analysts would say that it is both.
The objection
could be raised that these kinds of automatic attunements that
we all make in relationships are not in the same inauthentic
ballpark as role-playing in psychoanalysis. I would suggest that
the dividing line tends to be entirely arbitrary and varies according
to the theorist's wish to define something as "nonanalytic." The
continuum is complex and blurry. It is not easy, for instance,
to differentiate among: (1) intuitively and preconsciously "tracking" and "mirroring" a
patient in voice, tone, and gesture (a phenomenon that many analysts
have noticed is ubiquitous); (2) consciously attempting to speak
and act with a manner, tone, and style informed by one's knowledge
of the patient's background and current conflicts so as to be
maximally "heard"; and (3) deliberately enacting a
role intended to counteract or disconfirm the patient's earlier
object relationships. Simply labeling something as inauthentic
or manipulative runs the risk of reducing the complex inner states
of the analyst and the multiple levels of the intersubjective
field to simple black/white or good/bad categories.
With my patient
John, for instance, my use of humor was at first a naturally
occurring but also intentional attempt to empathically respond
within a linguistic and affective register that the patient found
familiar, safe, and affirming. Because of my self-analytic efforts,
my increased sense of clarity about the dynamics of the maternal
transference, and my awareness of my clinical goal of creating
conditions of safety to encourage the patient's self-exploration,
I altered my own internal psychological environment. What had
previously provoked or mildly injured me no longer did, and I
was able to maintain our connection through a genuinely playful
and communicative style. The patient responded to me as authentic
and natural. Two processes coincided to produce this authentic
engagement. First, the humor that is a natural relational style
for me became more accessible because I formulated the case in
a clearer way. In this way, increased cognitive clarity regulated
my spontaneous affectivity. Second, the patient needed to have
such an experience, and thus was inclined to make good use of
it, whether or not he actually felt that at each and every moment
my humor was truly heartfelt.
In this sense,
we are always both deliberate and spontaneous. Duxler (1993)
has suggested that the relevant metaphor might be musical improvisation.
Jazz musicians, for instance, are able to improvise without appearing
to think about it in advance or without having to interpose any
conscious framework of musical theory. Because they understand
the abstract relationships among chords, keys, and harmonies
in great complexity, on some level, they can take the scaffolding
for granted and respond and improvise "spontaneously." There
is a dialectical relationship between theory and spontaneity,
between conscious intentions and unconscious playfulness and
creativity. The knowledge of theory makes spontaneity possible.
Similarly, in the analytic interaction, the analyst's deliberate
intentions and theoretical understanding provide the scaffolding,
within which a great deal of spontaneous interpretive and affective
improvising can occur.
The
Patient's Response to the Authenticity of the Analyst
My discussion
of authenticity has thus far centered on the analyst's internal
experience. Authenticity, however, is also important in the eye
of the beholder. As modern analytic theory has demonstrated,
patients are as sensitive to signs of artificiality in the analyst
as the analyst is to indications of falseness in the patient.
The objections to the analyst's being too deliberate or strategic
in her or his emotional expression are based, in part, on the
presumption that falseness or inauthenticity in the analyst will
be detected and felt to be manipulative by the patient, and that
this perception, along with defenses against it, will have deleterious
consequences. The chief danger in the patient's adapting to the
analyst's inauthenticity is in complying with the analyst's idealized
authority at the expense of the patient's defining and analyzing
her or his conflicted needs and fears (Renik, 1993b). A further
risk is that the patient might defend against or ward off her
or his perceptions of the analyst's pathological need to help
or manipulate for a desired effect, with some kind of collusion
or pseudomutuality developing (Greenberg, 1991b; Hoffman, 1983).
In either case, the patient might adapt to the analyst's disingenuous
enactments in ways likely to repeat pathogenic patters-patterns
that are difficult to detect and analyze precisely because they
are accompanied by symptomatic improvement and confirm the analyst's
view of himself or herself as helpful.
Compliance
is extremely difficult to detect because its very intent is to
be confirmatory of and pleasing to the analyst. Given this problem,
the analyst is often well advised to eschew taking positions
which are at odds with what she or he feels or which are based
on too authoritative a prediction about how a particular attitude
will affect the patient. The growing articulation, then, of an
ethic that recognizes the tentative nature of the analyst's interventions,
and that strives to resist temptations within the analyst's theory
and psyche to arrogate to him/herself too much authority to define
what is "good" for the patient, is based on concerns
about clinical consequences. It is an ethic intended to minimize
patient compliance and false adaptation to the analyst-or, at
least, to maximize the ability to analyze these processes. Falseness
in the analyst invites falseness in the patient.
I believe,
however, that an analyst can be highly deliberate and strategic,
in words and deeds, and neither feel nor be perceived as false.
Role-playing, for instance, can be-but is not necessarily-false.
Most of us would accept that we can hardly relate to other human
beings outside of roles. Clearly, the issue of authenticity in
the analyst is extremely complex and difficult to define. In
addition, however, some measure of our evaluation of the authenticity
of an analyst's interventions must lie in assessing the nature
of the patient's responses. To some extent, we need first to
ask the question: how interpersonally successful has the analyst
been when he or she chooses deliberately to express or provide
to the patient a particular attitude, role, or emotional response
that the analyst believes will help the patient? By successful,
I mean the extent to which the patient perceives and experiences
what the analyst wants the patient to perceive and experience.
In other words, to what extent can the analyst fashion his or
her subjectivity and feel confident that the patient will read
the result in the way the analyst intends it?
In the case
of John, I would argue that there were various indications that
pointed toward the probability that he experienced my humor as
I intended him to experience it-both as a reassuring disconfirmation
of his omnipotent worry that he could hurt, paralyze, and enrage
me and as an expression of my pleasure in connecting with the
healthier side of him despite his provocations. The indicators
included an uncharacteristic lightening of his mood, a perceived-and
sometimes acknowledged-relaxation of his stereotypical and rigid
distrust and defiance of me, the appearance of new affects such
as sadness, an increased ability to tolerate feelings of remorse
and affection toward me, the emergence of new memories, and an
increased ability to think about himself psychologically. These
changes were often subtle and rarely occurred all together, but
they were also more evident following my recognition of the potential
strategic value of allowing myself to play and joke with him.
I think that John's exquisite sensitivity to being manipulated
or treated by a "technique" behind which I hid my true
self would have led him to escalate his attacks or countermeasures
in response to a perception of me as fraudulent.
I am not arguing
that the fact that a deliberate enactment or role seems to have
the intended effect necessarily means that the patient is oblivious
to the other complex, unconscious, aspects of the analyst's personality.
It might mean, however, that these other perceptions are unimportant,
or not of great clinical interest at the moment. For instance,
although I strategically decided to use humor with John, I would
be the first to admit that my use of humor typically subserves
various other motives and functions. For instance, it helps me
to sublimate aggression, to protect and please the other, and
to ward off anxieties about competitiveness and/or separation.
These complex dynamics constitute the subjectivity that I undoubtedly
communicate unconsciously in all of my interactions. My conscious
aim in this case, however, was selectively and preferentially
to feature my sense of humor more prominently in my interactions
with John in the service of the particular therapeutic aim of
increasing his sense of safety by disconfirming the pathogenic
beliefs expressed in his transference. Based on these considerations
and understandings, I expected my use of humor to have a salutary
effect on John and the analysis. I felt that there was evidence
that the patient did, in fact, respond to what I had intended
that he respond to-the humor and its attendant communicative
meanings. He did not seem o me to respond to what I did not particularly
want him to experience in my joking-my aggression or competitiveness,
for instance-even though those affects were present.
This example
seems to suggest that while a patient is never a naïve observer,
he or she is always a selective one and the analyst can, to an
important extent, regulate what the patient is maximally liable
to observe and can do so in the service of giving the patient
something he or she needs. Of course, psychoanalysis always understands
the patient as a selective observer of and responder to the analyst's
psychology. Classically, this has meant that, under the sway
of the transference, the patient distorts the reality of the
analyst's personality. More modern observers have offered the
corrective that the patient often quite rightly perceives the
unconscious mental life and character of the analyst, although
the way that these perceptions are elaborated is highly idiosyncratic
and subject to distortion.
If one adds
to this view the equally modern but more controversial concept
that the patient uses the analyst for needed developmental, self-object,
or safety reasons, and that he or she is motivated by a wish
to grow and to master as well as to repeat pathology, then it
is easy to understand how the patient can find one attitude or
behavior in the analyst extremely relevant and helpful and other
aspects of the analyst's psyche irrelevant or uninteresting.
It would not be the case that the patient did not perceive multiple,
unintended aspects of the analyst's personality or that the analyst
should not be always alert to the fact and potential meanings
of these observations, but that these perceptions might often
not matter too much to the patient in proceeding with the task
at hand. In other words, the patient might perceive certain unintended
things about the analyst without any significant clinical consequences,
while other perceptions might have great consequences for the
patient insofar as they bear directly on the conflicts that the
patient is either repeating or trying to master and work through.
Therefore, it would be possible for the analyst quite deliberately
to emphasize one attitude or trait to de-emphasize another. If
he or she were attuned enough to the patient's needs at that
moment, the patient might not care if there were aspects of the
analyst's personality being suppressed or withheld. Even if the
patient did perceive that the analyst was enacting a role more
than usual or in a more exaggerated way than before, the patient
would not necessarily feel manipulated or experience the analyst
as false, particularly if this role was reassuring or useful
and helped the patient engage and work through key developmental
traumas or pathogenic beliefs. For some patients, any sense that
the analyst is doing something deliberately for them might be
unconsciously problematic because of idiosyncratic associations
with that perception. For many others, however, it would not
be so much the question of the analyst's deliberateness, or role-enactments,
but rather whether the roles, attitudes, and experiences provided
were empathically responsive to what the patient needed in order
to move forward.
John, for instance,
indicated at several points that I had changed my style somewhat
and was more emotionally playful, humorous, and available to
him. He clearly liked it, and he did not seem to experience it
as manipulative or artificial. In fact, his overall feeling was
that I understood him better, that I was more attuned to him,
and that he could trust me more. I would argue that this was
because the attitude that I deliberately made available to both
of us-my playful and sarcastic humor-accurately spoke to certain
issues that he was struggling with, issues around omnipotence,
helplessness, and passivity. My humor provided tangible reassurance
that these outcomes were not inevitable in an intimate relationship
and that a more gratifying experience of mutuality was possible.
Conclusion
Psychoanalysis
has undergone a transformation in its understanding of how the
clinical situation involves the interaction of two complex psyches.
Mush as the classical picture of a patient containing discrete
symptoms has broadened to envision a self striving in conflicted
ways to feel authentic, so our picture of the analyst applying
an objective technique isolated from her or his own subjectivity
has been broadened to include a whole analyst involved in a genuine,
multidimensional, and passionate relationship. The experience
and the analysis of this complex relationship are now both presumed
to be mutative. The new emphasis on and valuation of personal
authenticity in the analyst and continual role of the analyst's
personal psychology in the conical interaction. Analysts have
been increasingly liberated from the impossible demands of the
reified ideals of analytic objectivity and correct "technique."
It seems to
me, though, that psychoanalysis has not yet adequately integrated
into its new understanding of the omnipresent expression of the
analyst's unconscious the critical role of her or his equally
inevitable deliberate strategies to influence the patient to
achieve analytic and therapeutic aims. Analysts are increasingly
open about the ways in which they "customize" their
technique to suit the idiosyncratic requirements of the patient:
how they deviate from their "roles" in whatever way
helps the patient accomplish the goals that each analytic couple
generates. These goals might range from intra-analytic goals,
such as greater awareness of resistances or increased self-cohesion,
to broader therapeutic goals of symptom relief and heightened
subjective pleasure and efficacy. To accomplish these aims, analysts
develop elaborate theories which change over the course of an
analysis about the kind of help that the patient seems to need
to move toward the goals. These theories dictate divergent interventions,
from resistance interpretations to the assumption of particular
attitudes intended to directly reassure the patient.
In any case,
the interventions flow in part from the analyst's wish both to
help and, broadly speaking, to influence the patient. It seems
to me that it makes sense to call this dimension of analytic
technique deliberate and strategic. It is deliberate because
it is guided by the careful therapeutic aims of the analyst.
The particular
form that the intentionally helpful interventions take varies
enormously among competing analytic paradigms. But the key differences
among these models are not defined by their degree of authenticity.
Some models, like my own, might claim to know more in advance
about what the patient needs in order to move forward analytically
and therapeutically. I might therefore be legitimately challenged
on both empirical and epistemological grounds. How do I know?
How do I validate my propositions? How do I guard against compliance?
What are my criteria for change? These are crucial questions.
Authenticity is not one of them. The association of inauthenticity
with a technique that advocates the deliberate and planned attempt
to influence the patient is not a useful or even necessarily
accurate connection.
I would argue
that role-playing in some form is an inevitable part of all human
interactions, including the analytic one. It is no more compelling
to view this as inauthentic than to see a patient's desire to
make his or her analyst feel good as necessarily disingenuous
or false In circumstances such as those described in my work
with John, making a premeditated choice to be more openly playful
is no more inauthentic than an analyst's expressly limiting a
patient's self-destructive acting out despite his or her own
feelings of hostility toward that patient. Role-playing in the
analytic situation can be as salutary and necessary as such commonplace
interactions as a father's deliberate expression of pride and
pleasure in his daughter's appearance as she leaves on her first
date, despite his conceivably feeling jealous or anxious.
The modern
critique of the classical ideal of analytic objectivity is powerful
and extremely useful clinically. It is my belief that as an ideal,
analytic authenticity is compatible with theories of technique
ranging from those based on the analysis of resistance to those
emphasizing the deliberate and strategic provision of certain
emotional nutrients to a patient. Whichever clinical approach
an analyst favors, the challenge of authenticity is critical.
References
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